Richard MacPherson - Sep 29, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Richard MacPherson
Stock symbol
MEEC
Transactions as of
Sep 29, 2023
Transactions value $
$0
Form type
4
Date filed
10/2/2023, 03:18 PM
Previous filing
Aug 1, 2023
Next filing
Nov 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $4.28K +16.5K +0.14% $0.26 11.8M Sep 29, 2023 Direct F1
transaction MEEC Common Stock Tax liability -$4.28K -10.9K -0.09% $0.39 11.8M Sep 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -16.5K -100% $0.00* 0 Sep 29, 2023 Common Stock 16.5K $0.26 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 16,458 shares of common stock, pursuant to which 10,903 shares were withheld by the Issuer with a VWAP of $0.3925 per share to pay the exercise price of $0.26 per share, resulting in 5,555 shares of common stock being issued to the Reporting Person on a net basis.