David M. Kaye - 30 Nov 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
Director
Signature
/s/ David M. Kaye
Issuer symbol
MEEC
Transactions as of
30 Nov 2023
Transactions value $
-$1
Form type
4
Filing time
04 Dec 2023, 12:16:25 UTC
Previous filing
02 Nov 2023
Next filing
13 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $2,062 +6,250 +2.3% $0.33 272,796 30 Nov 2023 Direct F1
transaction MEEC Common Stock Tax liability -$2,063 -2,112 -0.77% $0.9768 270,684 30 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -6,250 -100% $0* 0 30 Nov 2023 Common Stock 6,250 $0.33 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 6,250 shares of common stock, pursuant to which 2,112 shares were withheld by the Issuer with a VWAP of $0.9768 per share to pay the exercise price of $0.33 per share, resulting in 4,138 shares of common stock being issued to the Reporting Person on a net basis.