John Pavlish - Dec 11, 2023 Form 4 Insider Report for Midwest Energy Emissions Corp. (MEEC)

Role
Senior VP/Chief Tech Officer
Signature
/s/ John Pavlish
Stock symbol
MEEC
Transactions as of
Dec 11, 2023
Transactions value $
$0
Form type
4
Date filed
12/13/2023, 05:37 PM
Previous filing
Dec 4, 2023
Next filing
Jan 16, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MEEC Common Stock Options Exercise $3.44K +13.8K +1.26% $0.25 1.1M Dec 11, 2023 Direct F1
transaction MEEC Common Stock Tax liability -$3.44K -3.47K -0.32% $0.99 1.1M Dec 11, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MEEC Stock Option (Right to Buy) Options Exercise $0 -13.8K -100% $0.00* 0 Dec 11, 2023 Common Stock 13.8K $0.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of the Issuer's common stock acquired by the Reporting Person through the cashless exercise of an option to acquire 13,750 shares of common stock, pursuant to which 3,472 shares were withheld by the Issuer with a VWAP of $0.9902 per share to pay the exercise price of $0.25 per share, resulting in 10,278 shares of common stock being issued to the Reporting Person on a net basis.