R. Brian Smith - Dec 31, 2021 Form 5 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director, 10%+ Owner
Signature
/s/ Brian R. Smith
Stock symbol
ALKT
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/9/2022, 04:26 PM
Previous filing
Oct 7, 2021
Next filing
Jan 7, 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Series C Preferred Stock Gift $0 -123K -33.61% $0.00 242K Mar 4, 2021 Common Stock 123K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.