Shawn Henry - 20 Jun 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Role
Officer
Signature
/s/ Remie Solano, as Attorney-in-Fact for Shawn Henry
Issuer symbol
CRWD
Transactions as of
20 Jun 2021
Net transactions value
-$1,754,816
Form type
4
Filing time
22 Jun 2021, 20:47:15 UTC
Previous filing
17 Jun 2021
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security +3,125 +0.78% 402,383 21 Jun 2021 Direct F1, F2
transaction CRWD Class A common stock Sale $65,406 -281 -0.07% $232.76 402,102 21 Jun 2021 Direct F2
transaction CRWD Class A common stock Sale $1,689,410 -7,170 -1.8% $235.62 394,932 21 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Restricted Stock Units Options Exercise $0 -3,125 -17% $0.000000 15,625 20 Jun 2021 Class B common stock 3,125 $0.000000 Direct F3, F4
transaction CRWD Class B common stock Options Exercise $0 +3,125 $0.000000 3,125 20 Jun 2021 Class A common stock 3,125 $0.000000 Direct F5
transaction CRWD Class B common stock Conversion of derivative security $0 -3,125 -100% $0.000000* 0 21 Jun 2021 Class A common stock 3,125 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3 RSUs convert into Class B common stock on a one-for-one basis.
F4 The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
F5 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Remarks:

The reporting person's title as an officer of the issuer is President, CrowdStrike Services and Chief Security Officer. All transactions, other than the vesting and settlement of Restricted Stock Units awards and the sale of 574 shares of Class A common stock, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. The sale of 574 shares of Class A common stock were made to cover tax withholdings due on vesting of Restricted Stock Unit awards, as required under the Issuer's administrative policies.