| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGEN | Common Stock | Options Exercise | +25K | +3.55% | 730K | Jul 17, 2021 | Direct | F1 | ||
| transaction | PGEN | Common Stock | Sale | -$68K | -12.5K | -1.72% | $5.43 | 718K | Jul 19, 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGEN | Restricted Stock Units | Options Exercise | $0 | -25K | -100% | $0.00* | 0 | Jul 17, 2021 | Common Stock | 25K | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. |
| F2 | This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. |
| F3 | The RSUs were granted on March 28, 2018 and have vested in full. |