Michael J. Carpenter - 29 Jul 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Signature
/s/ Remie Solano, as Attorney-in-Fact for Michael J. Carpenter
Issuer symbol
CRWD
Transactions as of
29 Jul 2021
Transactions value $
-$65,830,238
Form type
4
Filing time
02 Aug 2021, 16:26:09 UTC
Previous filing
22 Jun 2021
Next filing
27 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security +128,168 +73.36% 302,881 29 Jul 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$4,778,633 -18,361 -6.06% $260.26 284,520 29 Jul 2021 Direct F2, F3
transaction CRWD Class A common stock Sale -$1,632,878 -6,256 -2.2% $261.01 278,264 29 Jul 2021 Direct F2, F4
transaction CRWD Class A common stock Sale -$8,901,517 -33,961 -12.2% $262.11 244,303 29 Jul 2021 Direct F2, F5
transaction CRWD Class A common stock Sale -$5,271,309 -20,043 -8.2% $263 224,260 29 Jul 2021 Direct F2, F6
transaction CRWD Class A common stock Sale -$7,173,664 -27,174 -12.12% $263.99 197,086 29 Jul 2021 Direct F2, F7
transaction CRWD Class A common stock Sale -$2,944,028 -11,102 -5.63% $265.18 185,984 29 Jul 2021 Direct F2, F8
transaction CRWD Class A common stock Sale -$2,998,874 -11,271 -6.06% $266.07 174,713 29 Jul 2021 Direct F2, F9
transaction CRWD Class A common stock Conversion of derivative security +128,168 +73.36% 302,881 30 Jul 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$2,893,790 -11,405 -3.77% $253.73 291,476 30 Jul 2021 Direct F2, F10
transaction CRWD Class A common stock Sale -$5,627,082 -22,106 -7.58% $254.55 269,370 30 Jul 2021 Direct F2, F11
transaction CRWD Class A common stock Sale -$7,277,820 -28,459 -10.57% $255.73 240,911 30 Jul 2021 Direct F2, F12
transaction CRWD Class A common stock Sale -$7,983,478 -31,098 -12.91% $256.72 209,813 30 Jul 2021 Direct F2, F13
transaction CRWD Class A common stock Sale -$4,763,623 -18,483 -8.81% $257.73 191,330 30 Jul 2021 Direct F2, F14
transaction CRWD Class A common stock Sale -$4,300,645 -16,617 -8.68% $258.81 174,713 30 Jul 2021 Direct F2, F15

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -58,295 -100% $0* 0 29 Jul 2021 Class B common stock 58,295 $1.76 Direct F16
transaction CRWD Class B common stock Options Exercise $102,599 +58,295 $1.76 58,295 29 Jul 2021 Class A common stock 58,295 $0 Direct F17
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -41,489 -24.45% $0 128,168 29 Jul 2021 Class B common stock 41,489 $1.76 Direct F18
transaction CRWD Class B common stock Options Exercise $73,020 +41,489 +71.17% $1.76 99,784 29 Jul 2021 Class A common stock 41,489 $0 Direct F17
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -28,384 -56.77% $0 21,616 29 Jul 2021 Class B common stock 28,384 $11.13 Direct F19
transaction CRWD Class B common stock Options Exercise $315,913 +28,384 +28.45% $11.13* 128,168 29 Jul 2021 Class A common stock 28,384 $0 Direct F17
transaction CRWD Class B common stock Conversion of derivative security $0 -128,168 -100% $0* 0 29 Jul 2021 Class A common stock 128,168 $0 Direct F17
transaction CRWD Stock Options (Right to Buy) Options Exercise $0 -128,168 -100% $0* 0 30 Jul 2021 Class B common stock 128,168 $1.76 Direct F18
transaction CRWD Class B common stock Options Exercise $225,575 +128,168 $1.76 128,168 30 Jul 2021 Class A common stock 128,168 $0 Direct F17
transaction CRWD Class B common stock Conversion of derivative security $0 -128,168 -100% $0* 0 30 Jul 2021 Class A common stock 128,168 $0 Direct F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3 These transactions were executed in multiple trades at prices ranging from $259.61 to $260.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 These transactions were executed in multiple trades at prices ranging from $260.61 to $261.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 These transactions were executed in multiple trades at prices ranging from $261.61 to $262.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 These transactions were executed in multiple trades at prices ranging from $262.61 to $263.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 These transactions were executed in multiple trades at prices ranging from $263.61 to $264.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 These transactions were executed in multiple trades at prices ranging from $264.62 to $265.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 These transactions were executed in multiple trades at prices ranging from $265.64 to $266.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 These transactions were executed in multiple trades at prices ranging from $253.067 to $254.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 These transactions were executed in multiple trades at prices ranging from $254.08 to $255.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 These transactions were executed in multiple trades at prices ranging from $255.13 to $256.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 These transactions were executed in multiple trades at prices ranging from $256.13 to $257.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 These transactions were executed in multiple trades at prices ranging from $257.19 to $258.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 These transactions were executed in multiple trades at prices ranging from $258.32 to $259.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
F17 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F18 The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019.
F19 The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.