Mark Zuckerberg - 20 Sep 2021 Form 4 Insider Report for Facebook Inc (META)

Role
COB and CEO, Director, 10%+ Owner
Signature
/s/ Michael Johnson, attorney-in-fact for Mark Zuckerberg
Issuer symbol
META
Transactions as of
20 Sep 2021
Net transactions value
-$2,236,032
Form type
4
Filing time
22 Sep 2021, 18:53:25 UTC
Previous filing
20 Sep 2021
Next filing
22 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction META Class A Common Stock Conversion of derivative security $0 +6,300 $0.000000 6,300 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1
transaction META Class A Common Stock Sale $146,829 -419 -6.7% $350.43 5,881 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F3
transaction META Class A Common Stock Sale $100,097 -285 -4.8% $351.22 5,596 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F4
transaction META Class A Common Stock Sale $406,216 -1,152 -21% $352.62 4,444 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F5
transaction META Class A Common Stock Sale $355,558 -1,005 -23% $353.79 3,439 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F6
transaction META Class A Common Stock Sale $144,364 -407 -12% $354.70 3,032 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F7
transaction META Class A Common Stock Sale $578,757 -1,627 -54% $355.72 1,405 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F8
transaction META Class A Common Stock Sale $162,803 -456 -32% $357.02 949 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F9
transaction META Class A Common Stock Sale $154,793 -431 -45% $359.15 518 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F10
transaction META Class A Common Stock Sale $186,614 -518 -100% $360.26 0 20 Sep 2021 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F2, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction META Class B Common Stock Conversion of derivative security $0 -6,300 -0.14% $0.000000 4,586,936 20 Sep 2021 Class A Common Stock 6,300 By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 F1, F12
holding META Class B Common Stock 346,565,686 20 Sep 2021 Class A Common Stock 346,565,686 By CZI Holdings, LLC F12, F13
holding META Class B Common Stock 1,908,602 20 Sep 2021 Class A Common Stock 1,908,602 By Chan Zuckerberg Initiative Foundation F12, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust").
F2 The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $350.08 to $350.67 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $351.09 to $351.45 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $352.21 to $352.85 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.34 to $354.21 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $354.42 to $355.23 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.44 to $356.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.56 to $357.44 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.61 to $359.32 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.73 to $360.44 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F13 Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the 2006 Trust, is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F14 Shares held of record by Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.

Remarks:

The second of two Forms 4 being filed to report transactions by the reporting person occurring on September 20, 2021. The Class A Common Stock holdings for CZI Holdings, LLC and the Chan Zuckerberg Initiative Foundation are reported on the first of these two forms.