Saugata Saha - Nov 1, 2022 Form 4 Insider Report for S&P Global Inc. (SPGI)

Role: President, Commodity Insights
Signature: /s/ Alma Montanez, Attorney-in-Fact
Stock symbol: SPGI
Transactions as of: Nov 1, 2022
Transactions value $: $268,608
Form type: 4
Date filed: 1/4/2023, 06:04 PM
Previous filing: Mar 3, 2022
Next filing: Feb 16, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SPGI	Common Stock	Options Exercise	$104K	+330	+10.07%	$316.13	3.61K	Nov 1, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$53.4K	-169	-4.69%	$316.13	3.44K	Nov 1, 2022	Direct
transaction	SPGI	Common Stock	Options Exercise	$65.6K	+196	+5.7%	$334.94	3.63K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$27.5K	-82	-2.26%	$334.94	3.55K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Options Exercise	$119K	+354	+9.97%	$334.94	3.91K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$47.6K	-142	-3.64%	$334.94	3.76K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Options Exercise	$169K	+506	+13.45%	$334.94	4.27K	Dec 31, 2022	Direct
transaction	SPGI	Common Stock	Tax liability	-$61K	-182	-4.26%	$334.94	4.09K	Dec 31, 2022	Direct

Showing 1 to 8 of 8 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-330	-100%	$0.00^*	0	Nov 1, 2022	Common Stock	330	$0.00	Direct	F1, F2
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-196	-100%	$0.00^*	0	Dec 31, 2022	Common Stock	196	$0.00	Direct	F1, F3
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-354	-49.1%	$0.00	367	Dec 31, 2022	Common Stock	354	$0.00	Direct	F1, F4
transaction	SPGI	Restricted Stock Units	Options Exercise	$0	-506	-32.94%	$0.00	1.03K	Dec 31, 2022	Common Stock	506	$0.00	Direct	F1, F5
holding	SPGI	Restricted Stock Units						4.66K	Nov 1, 2022	Common Stock	4.66K	$0.00	Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2	As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% vested on 11/01/2022.
F3	As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4	As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5	As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6	As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.