Sara Ponessa - Jan 4, 2024 Form 4 Insider Report for Arcadium Lithium plc (ALTM)

Role
VP, Gen Counsel & Sec
Signature
/s/ Sara Ponessa
Stock symbol
ALTM
Transactions as of
Jan 4, 2024
Transactions value $
$0
Form type
4
Date filed
1/8/2024, 04:22 PM
Previous filing
Dec 27, 2023
Next filing
Feb 1, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTM Ordinary Shares Award +49.8K 49.8K Jan 4, 2024 Direct F1
transaction ALTM Ordinary Shares Award +66.6K +133.69% 116K Jan 4, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTM Stock Option (Right to Buy) Award +29.4K 29.4K Jan 4, 2024 Ordinary Shares 29.4K $9.70 Direct F3
transaction ALTM Stock Option (Right to Buy) Award +27.9K 27.9K Jan 4, 2024 Ordinary Shares 27.9K $8.74 Direct F3
transaction ALTM Stock Option (Right to Buy) Award +85.9K 85.9K Jan 4, 2024 Ordinary Shares 85.9K $8.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Common Stock"), held by the reporting person as of January 4, 2024, into ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Ordinary Shares"), in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement").
F2 Represents the conversion of restricted share units with respect to shares of Livent Common Stock ("Livent RSUs"), held by the reporting person as of January 4, 2024, into restricted share units with respect to Arcadium Ordinary Shares ("Arcadium RSUs"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.
F3 Represents the conversion of stock options to purchase Livent Common Stock ("Livent Options") into stock options to purchase Arcadium Ordinary Shares ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction.