ASE Test, Inc. - 03 May 2024 Form 3 Insider Report for Ainos, Inc. (AIMD)

Role
10%+ Owner
Signature
/s/ Alan Li, By: ASE Test, Inc., By: Alan Li, authorized signatory of ASE Test, Inc.
Issuer symbol
AIMD
Transactions as of
03 May 2024
Transactions value $
$0
Form type
3
Filing time
08 May 2024, 06:06:28 UTC
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AIMD Common Stock, par value $0.01 per share 29,411 03 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIMD 6% Convertible Note due 2025 03 May 2024 Common Stock, par value $0.01 per share 282,666 $7.5 Direct F1
holding AIMD 6% Convertible Note due 2027 03 May 2024 Common Stock, par value $0.01 per share 2,000,000 $4.5 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported herein are directly held by ASE Test, Inc., an indirectly wholly-owned subsidiary of ASE Technology Holding Co., Ltd. Accordingly, ASE Technology Holding Co., Ltd. is reporting indirect ownership of the securities held by ASE Test, Inc.
F2 The Issuer and ASE Test, Inc. entered into a Convertible Note and Warrant Purchase Agreement, dated May 3, 2024. The closing date and date of issuance of the Convertible Note and Warrant willbe mutually determined by the parties. The expiration date of the notes will be three years from the date of issuance.