Rutul R. Shah - May 16, 2025 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role
Chief Operating Officer
Signature
/s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact
Stock symbol
PGEN
Transactions as of
May 16, 2025
Transactions value $
-$84,239
Form type
4
Date filed
5/16/2025, 08:07 PM
Previous filing
Apr 18, 2025
Next filing
May 27, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shah Rutul R Chief Operating Officer 20374 SENECA MEADOWS PARKWAY, GERMANTOWN /s/ Rutul R. Shah, by Donald P. Lehr, as attorney-in-fact 2025-05-16 0001947221

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGEN Common Stock Options Exercise +174K +60.66% 462K May 16, 2025 Direct F1
transaction PGEN Common Stock Tax liability -$84.2K -58.1K -12.57% $1.45 404K May 16, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGEN Restricted Stock Units Options Exercise $0 -174K -100% $0.00 0 May 16, 2025 Common Stock 174K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2 Represents the number of shares of common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs
F3 The RSUs vested in full on May 16, 2025.