Booker Smith - Sep 8, 2025 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role
Director
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GEG
Transactions as of
Sep 8, 2025
Transactions value $
$0
Form type
4
Date filed
9/9/2025, 07:14 PM
Previous filing
Sep 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Booker Director 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS /s/ Adam M. Kleinman, attorney-in-fact 2025-09-09 0002084069

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEG Common Stock Award $0 +8.54K $0.00 8.54K Sep 8, 2025 Direct F1
transaction GEG Common Stock Award $0 +8.54K +100% $0.00 17.1K Sep 8, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person was awarded 8,535 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on September 30, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG") through each such vesting date.
F2 The Reporting Person was awarded 8,535 shares of restricted stock, which vest in two equal installments on each quarter end date of September 30, 2025 and December 31, 2025, in each case, contingent upon continued service as a member of the board of directors of GEG.