Great Elm Group, Inc. - 19 Sep 2025 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
10%+ Owner
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Issuer symbol
GECC
Transactions as of
19 Sep 2025
Transactions value $
$0
Form type
4
Filing time
23 Sep 2025, 21:51:24 UTC
Previous filing
23 Dec 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Great Elm Group, Inc. 10%+ Owner 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS /s/ Adam M. Kleinman, attorney-in-fact 23 Sep 2025 0001831096

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 -16.6K -1.16% $0.00 1.42M 19 Sep 2025 Direct F1, F2
transaction GECC Common Stock Other $0 -63.2K -4.45% $0.00 1.36M 20 Sep 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).
F2 Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.