ERIC SEMLER - 16 Jan 2026 Form 4 Insider Report for Strive, Inc. (ASST)

Role
Director
Signature
/s/ Brian Logan Beirne, attorney-in-fact for Eric Semler
Issuer symbol
ASST
Transactions as of
16 Jan 2026
Net transactions value
$0
Form type
4
Filing time
16 Jan 2026, 18:00:59 UTC
Previous filing
02 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SEMLER ERIC Director C/O STRIVE, INC., 200 CRESCENT COURT SUITE 1400, DALLAS /s/ Brian Logan Beirne, attorney-in-fact for Eric Semler 16 Jan 2026 0001162095

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASST Class A Common Stock Award $0 +13,395,083 $0.000000 13,395,083 16 Jan 2026 Direct F1
transaction ASST Class A Common Stock Award $0 +1,637,079 $0.000000 1,637,079 16 Jan 2026 By TCS Capital Advisors, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASST Stock Option (Right to Buy) Award +260,493 260,493 16 Jan 2026 Class A Common Stock 260,493 $1.11 Direct F3, F4
transaction ASST Stock Option (Right to Buy) Award +3,157,500 3,157,500 16 Jan 2026 Class A Common Stock 3,157,500 $2.80 Direct F3, F4
transaction ASST Stock Option (Right to Buy) Award +1,578,750 1,578,750 16 Jan 2026 Class A Common Stock 1,578,750 $1.72 Direct F3, F4
transaction ASST Stock Option (Right to Buy) Award +168,400 168,400 16 Jan 2026 Class A Common Stock 168,400 $2.80 Direct F3, F4
transaction ASST Stock Option (Right to Buy) Award +84,200 84,200 16 Jan 2026 Class A Common Stock 84,200 $1.72 Direct F3, F4
transaction ASST Stock Option (Right to Buy) Award +84,200 84,200 16 Jan 2026 Class A Common Stock 84,200 $0.8500 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 16, 2026, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of September 22, 2025, by and among the Registrant and Semler Scientific, Inc., a Delaware corporation ("Semler," and such merger, the "Merger"), each share of Semler common stock held by the Reporting Person was cancelled and converted into the Reporting Person's right to receive 21.05 shares of Class A Common Stock, par value $0.001 per share, of the Registrant (the "Class A Common Stock").
F2 Represents securities owned directly by TCS Capital Advisors, LLC ("TCS Advisors"). The Reporting Person, by virtue of his position as the managing member of TCS Capital Management, LLC, the investment advisor of TCS Advisors, may be deemed to beneficially own the securities owned directly by TCS Advisors. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3 On January 16, 2026, in connection with the Merger, each outstanding stock option in respect of the common stock of Semler held by the Reporting Person (each, a "Semler Option") was converted into a right to purchase shares of Class A Common Stock (the "Converted Options") on substantially the same terms and conditions as the Semler Options, except that (i) the number of shares of Semler common stock subject to each such Converted Option equals (x) the number of shares of Semler common stock subject to each such Semler Option, multiplied by (y) 21.05, rounded down to the nearest whole share of Class A Common Stock, (ii) the per share exercise price for each such Converted Option equals (x) the per share exercise price of such Semler Option, divided by (y) 21.05, rounded up to the nearest whole cent and (iii) the Converted Options will be fully vested as of the closing of the Merger.
F4 This Converted Option is fully vested and exercisable.