BRH Holdings GP, Ltd. - 19 Aug 2021 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
10%+ Owner
Signature
By: /s/ John J. Suydam, Vice President
Issuer symbol
APO
Transactions as of
19 Aug 2021
Net transactions value
$0
Form type
4
Filing time
23 Aug 2021, 18:24:46 UTC
Previous filing
17 Aug 2021
Next filing
26 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Apollo Operating Group units Other $0 -73,495 -0.05% $0.000000 159,605,585 19 Aug 2021 Class A common stock 73,495 By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -53,439 -0.03% $0.000000 159,552,146 20 Aug 2021 Class A common stock 53,439 By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -95,741 -0.06% $0.000000 159,456,405 23 Aug 2021 Class A common stock 95,741 By AP Professional Holdings, L.P. F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Apollo Operating Group unit represents a right to receive one share of Class A common stock ("Class A share") of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. ("Holdings") and the other parties thereto (the "Exchange Agreement").
F2 On August 19, 2021, Holdings distributed 73,495 Apollo Operating Group units to one of its limited partners. On August 20, 2021, Holdings distributed 53,439 Apollo Operating Group units to one of its limited partners. On August 23, 2021, Holdings distributed 95,741 Apollo Operating Group units to one of its limited partners.
F3 The Apollo Operating Group units do not expire.
F4 The reporting person is the sole general partner of Holdings, which holds 159,456,405 Apollo Operating Group units. Holdings and other parties to the Exchange Agreement may exchange the Apollo Operating Group units for Class A shares of the Issuer, subject to the restrictions and provisions set forth in the Exchange Agreement. The reporting person does not have a pecuniary interest in the Apollo Operating Group units and disclaims beneficial ownership of these securities.