Richard A. Cross - Aug 27, 2021 Form 3 Insider Report for Alignment Healthcare, Inc. (ALHC)

Role: SVP, General Counsel
Signature: /s/ Richard A. Cross
Stock symbol: ALHC
Transactions as of: Aug 27, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/30/2021, 08:09 PM
Next filing: Mar 10, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALHC	Common Stock, par value $0.001 per share ("Common Stock")						250K	Aug 27, 2021	Direct	F1

Showing 1 to 1 of 1 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALHC	Stock Option (right to buy)							Aug 27, 2021	Common Stock	246K	$18.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 96,519 shares of Common Stock of Alignment Healthcare, Inc. (the "Company"); 133,831 restricted shares of Common Stock of the Company that will vest upon a change of control of the Company or otherwise (A) if received in exchange for pre-IPO (as defined below) transaction-based incentive units, on the later of (x) the four-year anniversary of the initial vesting date, or (y) 50% on the first anniversary of Company's initial public offering (the "IPO") and 50% on the second anniversary of the IPO, in each case, subject to Mr. Cross' continued employment or service on each such vesting date and (B) if received in exchange for pre-IPO service-based incentive units, according to the pre-IPO vesting schedule of the pre-IPO service-based incentive units; and 19,500 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on the first four anniversaries of the initial vesting date.
F2	Vest 25% on the first four anniversaries of the initial vesting date.

Content

Represents 96,519 shares of Common Stock of Alignment Healthcare, Inc. (the "Company"); 133,831 restricted shares of Common Stock of the Company that will vest upon a change of control of the Company or otherwise (A) if received in exchange for pre-IPO (as defined below) transaction-based incentive units, on the later of (x) the four-year anniversary of the initial vesting date, or (y) 50% on the first anniversary of Company's initial public offering (the "IPO") and 50% on the second anniversary of the IPO, in each case, subject to Mr. Cross' continued employment or service on each such vesting date and (B) if received in exchange for pre-IPO service-based incentive units, according to the pre-IPO vesting schedule of the pre-IPO service-based incentive units; and 19,500 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on the first four anniversaries of the initial vesting date.

Vest 25% on the first four anniversaries of the initial vesting date.

Remarks:

Exhibit 24.1: Power of Attorney