BRH Holdings GP, Ltd. - 28 Sep 2021 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
10%+ Owner
Signature
By: /s/ John J. Suydam, Vice President
Issuer symbol
APO
Transactions as of
28 Sep 2021
Net transactions value
$0
Form type
4
Filing time
30 Sep 2021, 18:58:24 UTC
Previous filing
27 Sep 2021
Next filing
05 Oct 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APO Apollo Operating Group units Other $0 -104,712 -0.07% $0.000000 158,412,573 28 Sep 2021 Class A common stock 104,712 By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -64,709 -0.04% $0.000000 158,356,864 29 Sep 2021 Class A common stock 64,709 By AP Professional Holdings, L.P. F1, F2, F3, F4
transaction APO Apollo Operating Group units Other $0 -104,695 -0.07% $0.000000 158,252,169 30 Sep 2021 Class A common stock 104,695 By AP Professional Holdings, L.P. F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Apollo Operating Group unit represents a right to receive one share of Class A common stock ("Class A share") of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. ("Holdings") and the other parties thereto (the "Exchange Agreement").
F2 On September 28, 2021, Holdings distributed 104,712 Apollo Operating Group units to one of its limited partners. On September 29, 2021, Holdings distributed 64,709 Apollo Operating Group units to one of its limited partners. On September 30, 2021, Holdings distributed 104,695 Apollo Operating Group units to one of its limited partners.
F3 The Apollo Operating Group units do not expire.
F4 The reporting person is the sole general partner of Holdings, which holds 158,252,169 Apollo Operating Group units. Holdings and other parties to the Exchange Agreement may exchange the Apollo Operating Group units for Class A shares of the Issuer, subject to the restrictions and provisions set forth in the Exchange Agreement. The reporting person does not have a pecuniary interest in the Apollo Operating Group units and disclaims beneficial ownership of these securities.