JOHN E. KAO - 23 Nov 2021 Form 4 Insider Report for Alignment Healthcare, Inc. (ALHC)

Role
Chief Executive Officer, Director
Signature
/s/ Richard A. Cross, as Attorney-in-Fact, for John E. Kao
Issuer symbol
ALHC
Transactions as of
23 Nov 2021
Net transactions value
-$8,438,032
Form type
4
Filing time
24 Nov 2021, 17:31:55 UTC
Previous filing
03 Nov 2021
Next filing
10 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALHC Common Stock Sale $8,438,032 -419,646 -11% $20.11 3,565,391 23 Nov 2021 See footnote F1, F2
holding ALHC Common Stock 311,030 23 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 419,646 shares of Common Stock of Alignment Healthcare, Inc. (the "Company") sold pursuant to a registered offering which closed on November 23, 2021, at a price of $20.1075 (net of underwriting discount).
F2 Represents securities held by JEK Trust, dated February 8, 2021, of which Mr. Kao is the trustee.
F3 Represents 311,030 restricted stock units, each restricted stock unit representing the right to receive one share of Common Stock of the Company, that will vest 25% on the first four anniversaries of the initial vesting date.