Rock Holdings Inc. - Jun 30, 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Director, 10%+ Owner
Signature: /s/ Matthew Rizik
Stock symbol: RKT
Transactions as of: Jun 30, 2025
Transactions value $: $0
Form type: 4
Date filed: 7/2/2025, 06:09 PM
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Rock Holdings Inc.	Director, 10%+ Owner	C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT	/s/ Matthew Rizik	2025-07-02	0001733664

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class D common stock	Disposed to Issuer	$0	-1.85B	-100%	$0.00	0	Jun 30, 2025	Direct	F1
transaction	RKT	Class D common stock	Disposed to Issuer	$0	-800K	-100%	$0.00	0	Jun 30, 2025	See footnote	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKT	Non-voting common interest units of Rocket LP	Disposed to Issuer		-1.85B	-100%		0	Jun 30, 2025	Class B common stock and Class A common stock	1.85B		Direct	F1, F3
transaction	RKT	Non-voting common interest units of Rocket LP	Disposed to Issuer		-800K	-100%		0	Jun 30, 2025	Class B common stock and Class A common stock	800K		See footnote	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rock Holdings Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	On June 30, 2025, Rocket Companies, Inc. ("Rocket") completed the collapse of its "Up-C" structure (the "Up-C Collapse") pursuant to the Transaction Agreement, by and among Rocket, Rock Holdings Inc. ("RHI"), Eclipse Sub, Inc., Rocket GP, LLC, Daniel Gilbert and RHI II, LLC. Pursuant to the Transaction Agreement, each RHI shareholder, in consideration for its voting common shares of RHI, par value $0.001 per share (the "RHI Shares"), received for each RHI Share 56.54 newly issued shares of Rocket Class L common stock, par value $0.00001 per share (the "Class L Common Stock"), half of which are designated Class L-1 Common Stock, par value $0.00001 per share ("Class L-1 Common Stock"), and half of which are designated Class L-2 Common Stock, par value $0.00001 per share ("Class L-2 Common Stock"). Following the Up-C Collapse, RHI no longer holds any securities of the Issuer.
F2	Directly owned by a wholly-owned subsidiary of RHI. Following the Up-C Collapse, this entity no longer holds any securities of the Issuer.
F3	Pursuant to the terms of the Exchange Agreement, dated as of August 5, 2020, by and among the Issuer, Rocket Limited Partnership (as successor in interest to Rocket, LLC) ("Rocket LP"), RHI, Daniel Gilbert and the holders of Holding Units and shares of Class C common stock or Class D common stock from time to time party thereto (the "Exchange Agreement"), Holdings Units, together with a corresponding number of shares of Class D common stock or Class C common stock, could be exchanged for, at the option of the Issuer, (i) shares of Class B common stock or Class A common stock of the Issuer, as applicable, on a one-for-one basis, or (ii) cash from a substantially concurrent public offering or private sale (based on the price of the Class A common stock in such public offering or private sale), subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. The Exchange Agreement was terminated as part of the Up-C Collapse.