JOHN S. HENDRICKS - 25 Jul 2023 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Signature
/s/ Tia Cudahy as attorney-in-fact for John Hendricks
Issuer symbol
CURI
Transactions as of
25 Jul 2023
Net transactions value
-$115,425
Form type
4
Filing time
01 Aug 2023, 21:02:36 UTC
Previous filing
25 Jul 2023
Next filing
04 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURI Common Stock Sale $5,400 -5,400 -0.99% $1.00 541,904 25 Jul 2023 Direct F1
transaction CURI Common Stock Sale $4,400 -4,400 -0.81% $1.00 537,504 26 Jul 2023 Direct F1
transaction CURI Common Stock Sale $8,900 -8,900 -1.7% $1.00 528,604 27 Jul 2023 Direct F1
transaction CURI Common Stock Sale $12,388 -12,265 -2.3% $1.01 516,339 28 Jul 2023 Direct F1
transaction CURI Common Stock Sale $69,523 -64,975 -13% $1.07 451,364 31 Jul 2023 Direct F1
transaction CURI Common Stock Sale $14,814 -13,591 -3% $1.09 437,773 01 Aug 2023 Direct F1
holding CURI Common Stock 21,356,188 25 Jul 2023 By Hendricks Factual Media LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The reported securities are owned directly by Hendricks Factual Media LLC ("HFM"), and indirectly by John Hendricks, as a manager of HFM. John Hendricks disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.