Thomas Monroe Patterson - 08 Sep 2023 Form 4 Insider Report for Drilling Tools International Corp (DTI)

Role: Director
Signature: /s/ Thomas Monroe Patterson
Issuer symbol: DTI
Transactions as of: 08 Sep 2023
Transactions value $: $0
Form type: 4
Filing time: 12 Sep 2023, 10:10:14 UTC
Previous filing: 07 Sep 2023
Next filing: 16 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DTI	Common Stock	Other	$0	+19.8K	+79.21%	$0.00	44.8K	08 Sep 2023	Direct	F1
holding	DTI	Common Stock						15.3K	08 Sep 2023	By ROC Energy Holdings, LLC	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents distribution of shares of common stock of the registrant (the "PIPE Shares") related to the private investment in public equity (the "PIPE") that ROC Energy Acquisition Corp. ("ROC") undertook in connection with its business combination (the "Business Combination") with the registrant from ROC Energy Holdings, LLC (the "Sponsor"), of which the reporting person is a member.
F2	The reporting person disclaims beneficial ownership of these securities, which represent founder shares of the Sponsor (the "PIPE Founder Shares") except to the extent of his pecuninary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Secction 16 or for any other purpose. The Sponsor anticipates the distribution of the PIPE Founder Shares to the reporting person in accordance with the limited liability company agreement of Sponsor and upon the expiration of the applicable 180-day lock-up period applicable to the Sponsor following the consummation of the Business Combination.

Content

Represents distribution of shares of common stock of the registrant (the "PIPE Shares") related to the private investment in public equity (the "PIPE") that ROC Energy Acquisition Corp. ("ROC") undertook in connection with its business combination (the "Business Combination") with the registrant from ROC Energy Holdings, LLC (the "Sponsor"), of which the reporting person is a member.

The reporting person disclaims beneficial ownership of these securities, which represent founder shares of the Sponsor (the "PIPE Founder Shares") except to the extent of his pecuninary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Secction 16 or for any other purpose. The Sponsor anticipates the distribution of the PIPE Founder Shares to the reporting person in accordance with the limited liability company agreement of Sponsor and upon the expiration of the applicable 180-day lock-up period applicable to the Sponsor following the consummation of the Business Combination.