ROBIN E. LAMPKIN - 17 Nov 2023 Form 4 Insider Report for ASHLAND INC. (ASH)

Role
SVP, Gen. Counsel & Secretary
Signature
Serena S. Kenost, Attorney-in-Fact
Issuer symbol
ASH
Transactions as of
17 Nov 2023
Net transactions value
+$46,309
Form type
4
Filing time
21 Nov 2023, 21:54:38 UTC
Previous filing
16 Nov 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $12,073 +157 +5% $76.90 3,285 17 Nov 2023 Direct
transaction ASH Common Stock Tax liability $3,614 -47 -1.4% $76.90 3,238 17 Nov 2023 Direct F1
transaction ASH Common Stock Options Exercise $17,533 +228 +7% $76.90 3,466 17 Nov 2023 Direct
transaction ASH Common Stock Tax liability $5,229 -68 -2% $76.90 3,398 17 Nov 2023 Direct F1
transaction ASH Common Stock Award $17,149 +223 +6.6% $76.90 3,621 17 Nov 2023 Direct
transaction ASH Common Stock Tax liability $5,152 -67 -1.9% $76.90 3,554 17 Nov 2023 Direct F2
transaction ASH Common Stock Options Exercise $19,345 +247 +6.9% $78.32 3,801 18 Nov 2023 Direct
transaction ASH Common Stock Tax liability $5,796 -74 -1.9% $78.32 3,727 18 Nov 2023 Direct F1
holding ASH Common Stock 819 17 Nov 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Restricted Stock Units Options Exercise $0 -157 -100% $0.000000* 0 17 Nov 2023 Common Stock 157 Direct F3, F4
transaction ASH Restricted Stock Units Options Exercise $0 -228 -33% $0.000000 455 17 Nov 2023 Common Stock 228 Direct F3, F4
transaction ASH Restricted Stock Units Options Exercise $0 -247 -50% $0.000000 247 18 Nov 2023 Common Stock 247 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2 Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3 Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.
F4 Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.