FARHAD FRED EBRAHIMI - 21 Nov 2023 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
21 Nov 2023
Transactions value $
$917,850
Form type
4
Filing time
24 Nov 2023, 11:49:05 UTC
Previous filing
22 Nov 2023
Next filing
30 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $360,200 +180,100 +1.78% $2.00 10,314,385 21 Nov 2023 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $76,500 +30,600 +0.3% $2.50 10,344,985 21 Nov 2023 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $81,600 +27,200 +0.82% $3.00 3,339,311 21 Nov 2023 By Corcaigh LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $316,800 +105,600 +0.58% $3.00 18,313,354 21 Nov 2023 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $82,750 +33,100 +0.18% $2.50 18,346,454 21 Nov 2023 By Crescent River LLC
holding DM Common Stock 5,302,600 21 Nov 2023 By Infinity Trusts Investment LLC
holding DM Common Stock 583,421 21 Nov 2023 By Elstead 2020 GRAT
holding DM Common Stock 378,300 21 Nov 2023 By Havana 2020 GRAT
holding DM Common Stock 1,210,300 21 Nov 2023 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -105,600 -78.6% $0.000000 28,800 21 Nov 2023 Common Stock 105,600 $3.00 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -33,100 -37.3% $0.000000 55,600 21 Nov 2023 Common Stock 33,100 $2.50 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -25,000 -13.6% $0.000000 158,400 21 Nov 2023 Common Stock 25,000 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -139,300 -18.8% $0.000000 600,000 21 Nov 2023 Common Stock 139,300 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -15,800 -2.63% $0.000000 584,200 21 Nov 2023 Common Stock 15,800 $2.00 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -30,600 -11.4% $0.000000 237,900 21 Nov 2023 Common Stock 30,600 $2.50 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -27,200 -53.4% $0.000000 23,700 21 Nov 2023 Common Stock 27,200 $3.00 By Corcaigh LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.