ROGER L. DICK - 21 Nov 2023 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
21 Nov 2023
Transactions value $
$0
Form type
4
Filing time
28 Nov 2023, 17:18:00 UTC
Previous filing
23 Nov 2022
Next filing
19 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +51 +2% $0 2,630 21 Nov 2023 Direct F1, F2, F3
transaction UWHR Common Stock Other $0 +1,719 +2% $0 87,670 21 Nov 2023 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +177 +2% $0 9,058 21 Nov 2023 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023.
F4 Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
F5 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian