Rukmini Sivaraman - 15 Dec 2023 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role
Chief Financial Officer
Signature
/s/ Raymond Hum, Attorney in Fact
Issuer symbol
NTNX
Transactions as of
15 Dec 2023
Net transactions value
-$597,806
Form type
4
Filing time
18 Dec 2023, 19:27:49 UTC
Previous filing
20 Sep 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTNX Class A Common Stock Options Exercise $0 +7,661 +4.5% $0.000000 177,059 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +2,588 +1.5% $0.000000 179,647 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4,760 +2.6% $0.000000 184,407 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +6,250 +3.4% $0.000000 190,657 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Options Exercise $0 +4,765 +2.5% $0.000000 195,422 15 Dec 2023 Direct
transaction NTNX Class A Common Stock Tax liability $597,806 -12,906 -6.6% $46.32 182,516 15 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTNX Restricted Stock Units Options Exercise $0 -7,661 -25% $0.000000 22,986 15 Dec 2023 Class A Common Stock 7,661 Direct F2, F3
transaction NTNX Restricted Stock Units Options Exercise $0 -2,588 -12% $0.000000 18,119 15 Dec 2023 Class A Common Stock 2,588 Direct F2, F4
transaction NTNX Restricted Stock Units Options Exercise $0 -4,760 -9.1% $0.000000 47,601 15 Dec 2023 Class A Common Stock 4,760 Direct F2, F5
transaction NTNX Restricted Stock Units Options Exercise $0 -6,250 -8.3% $0.000000 68,750 15 Dec 2023 Class A Common Stock 6,250 Direct F2, F6
transaction NTNX Restricted Stock Units Options Exercise $0 -4,765 -6.2% $0.000000 71,480 15 Dec 2023 Class A Common Stock 4,765 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F3 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on September 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F7 The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.