Claire H. Bristow - 15 Feb 2023 Form 4/A Insider Report for FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)

Role
10%+ Owner
Signature
Claire H. Bristow, by: E. Knox Proctor V, Attorney-in-fact
Issuer symbol
FCNCA
Transactions as of
15 Feb 2023
Transactions value $
$0
Form type
4/A
Filing time
13 Feb 2024, 16:05:37 UTC
Date Of Original Report
24 Feb 2023
Previous filing
09 Feb 2023
Next filing
20 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCNCA Class A Common Gift $0 -88 -0.99% $0.00 8.78K 15 Feb 2023 By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement
transaction FCNCA Class B Common Gift $0 -92 -0.21% $0.00 43.7K 15 Feb 2023 Claire Holding Bristow 2nd Amended and Restateded Trust F1
holding FCNCA Class A Common 30K 15 Feb 2023 Direct
holding FCNCA Class A Common 322K 15 Feb 2023 Claire Holding Bristow 2nd Amended and Restated Trust F2
holding FCNCA Class A Common 42.1K 15 Feb 2023 By Spouse as Trustee for Claire H. Bristow 2020 GRAT T Family Trust
holding FCNCA Class A Common 12.2K 15 Feb 2023 As co-trustee for Peter McDonald Bristow 2019 Irrevocble Family Trust
holding FCNCA Class A Common 10.9K 15 Feb 2023 As beneficiary of trust
holding FCNCA Class A Common 14.5K 15 Feb 2023 By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Trust
holding FCNCA Class A Common 6.11K 15 Feb 2023 PMB Investments, LLC F3
holding FCNCA Class A Common 2.15K 15 Feb 2023 CRB Investments, LLC F3
holding FCNCA Class A Common 2.05K 15 Feb 2023 EHB Investments F3
holding FCNCA Class A Common 19K 15 Feb 2023 By spouse as Trustee for PMB Trust 2011 F3
holding FCNCA Class A Common 19K 15 Feb 2023 By spouse as Trustee for CRB Trust 2011 F3
holding FCNCA Class A Common 19K 15 Feb 2023 By spouse as Trustee for EHB Trust 2011 F3
holding FCNCA Class B Common 40K 15 Feb 2023 By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust
holding FCNCA Class B Common 1.25K 15 Feb 2023 As beneficiary of trust
holding FCNCA Class B Common 538 15 Feb 2023 By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement
holding FCNCA Class B Common 8.35K 15 Feb 2023 PMB Investments, LLC F3
holding FCNCA Class B Common 8.85K 15 Feb 2023 CRB Investments, LLC F3
holding FCNCA Class B Common 8.71K 15 Feb 2023 EHB Investments, LLC F3
holding FCNCA Depositary Shares 41.3K 15 Feb 2023 Claire Holding Bristow 2nd Amended and Restated Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2023, the Reporting Person disposed of 92 shares of Class B Common from her 2nd Amended and Restated Trust. However, her report filed on February 24, 2023, inadvertently reported the disposition by her Trust by gift of 23 shares of Class A Common and 69 shares of Class B Common. This amendment is being filed to correct the number and class of shares that were disposed of by the Trust in that gift.
F2 The number of shares of Class A Common held by the Reporting Person's 2nd Amended and Restated Trust has been adjusted to correct the inadvertent reporting error described in Footnote 1.
F3 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F4 Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.