FARHAD FRED EBRAHIMI - 16 Feb 2024 Form 4 Insider Report for Desktop Metal, Inc. (DM)

Role
10%+ Owner
Signature
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi
Issuer symbol
DM
Transactions as of
16 Feb 2024
Transactions value $
$1,273,650
Form type
4
Filing time
20 Feb 2024, 09:38:38 UTC
Previous filing
06 Feb 2024
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $228,800 +114,400 +1% $2 11,447,185 16 Feb 2024 Shiraz Capital LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $826,000 +413,000 +1.7% $2 24,317,254 16 Feb 2024 By Crescent River LLC
transaction DM Common Stock Exercise of in-the-money or at-the-money derivative security $218,850 +145,900 +28% $1.5 665,600 16 Feb 2024 By Havana 2020 GRAT
holding DM Common Stock 4,675,311 16 Feb 2024 By Corcaigh LLC
holding DM Common Stock 6,659,800 16 Feb 2024 By Infinity Trusts Investment LLC
holding DM Common Stock 583,421 16 Feb 2024 By Elstead 2020 GRAT
holding DM Common Stock 1,210,300 16 Feb 2024 By Farhad F Ebrahimi Roth IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -114,400 -100% $0* 0 16 Feb 2024 Common Stock 114,400 $2 By Shiraz Capital, LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -290,900 -70% $0 122,100 16 Feb 2024 Common Stock 290,900 $2 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -122,100 -100% $0* 0 16 Feb 2024 Common Stock 122,100 $2 By Crescent River LLC
transaction DM PUT Option (Obligation to Buy) Exercise of in-the-money or at-the-money derivative security $0 -145,900 -100% $0* 0 16 Feb 2024 Common Stock 145,900 $1.5 By Havana 2020 GRAT
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.