Osamu Watanabe - Feb 21, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
Osamu Watanabe
Stock symbol
MC
Transactions as of
Feb 21, 2024
Transactions value $
-$723,489
Form type
4
Date filed
2/23/2024, 07:35 PM
Previous filing
Feb 20, 2024
Next filing
Apr 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +13.6K +10348.04% 13.7K Feb 21, 2024 Direct F1
transaction MC Class A Common Stock Tax liability -$102 -1.93 -0.01% $52.60 13.7K Feb 21, 2024 Direct
transaction MC Class A Common Stock Sale -$404K -7.69K -56.16% $52.60 6K Feb 21, 2024 Direct F2
transaction MC Class A Common Stock Sale -$319K -5.87K -97.82% $54.38 131 Feb 23, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -3.47K -100% $0.00* 0 Feb 21, 2024 Class A Common Stock 3.47K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -4.25K -50% $0.00 4.25K Feb 21, 2024 Class A Common Stock 4.25K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2.06K -33.33% $0.00 4.11K Feb 21, 2024 Class A Common Stock 2.06K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1.94K -24.99% $0.00 5.82K Feb 21, 2024 Class A Common Stock 1.94K Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1.85K -19.99% $0.00 7.39K Feb 21, 2024 Class A Common Stock 1.85K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs)
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.