Eric Cantor - 21 Feb 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
21 Feb 2024
Transactions value $
-$939,452
Form type
4
Filing time
23 Feb 2024, 19:50:58 UTC
Previous filing
20 Feb 2024
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +40.6K +23.46% 214K 21 Feb 2024 Direct F1
transaction MC Class A Common Stock Tax liability -$174 -3.31 0% $52.60 214K 21 Feb 2024 Direct
transaction MC Class A Common Stock Sale -$939K -17.9K -8.36% $52.60 196K 21 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -11K -100% $0.00* 0 21 Feb 2024 Class A Common Stock 11K Direct F3
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -9.91K -50% $0.00 9.91K 21 Feb 2024 Class A Common Stock 9.91K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -6.84K -33.33% $0.00 13.7K 21 Feb 2024 Class A Common Stock 6.84K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -6.45K -25% $0.00 19.3K 21 Feb 2024 Class A Common Stock 6.45K Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -6.41K -16.53% $0.00 32.4K 21 Feb 2024 Class A Common Stock 6.41K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 21, 2024.