Robert Weeber - 15 Feb 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Pres, Intl. Wealth Mmgt
Signature
/s/Colleen Graham, attorney in fact
Issuer symbol
ALTI
Transactions as of
15 Feb 2024
Transactions value $
$0
Form type
4
Filing time
26 Feb 2024, 17:15:32 UTC
Previous filing
03 Nov 2023
Next filing
05 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +35.8K +8.66% $0.00 449K 15 Feb 2024 Direct F1
holding ALTI Class A Common Stock 10.8K 15 Feb 2024 See footnote F3
holding ALTI Class A Common Stock 6.91K 15 Feb 2024 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -35.8K -33.33% $0.00 71.6K 15 Feb 2024 Class A Common Stock 35.8K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 The restricted stock units vest in three equal annual installments beginning February 15, 2024.
F3 Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
F4 Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.