Nell M. Blatherwick - 04 Mar 2024 Form 4 Insider Report for P10, Inc. (PX)

Role
Other*
Signature
/s/Amanda Coussens, Attorney in Fact for the Reporting Persons
Issuer symbol
PX
Transactions as of
04 Mar 2024
Transactions value $
$0
Form type
4
Filing time
06 Mar 2024, 21:56:52 UTC
Previous filing
15 Mar 2023
Next filing
12 Mar 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Unit Award $0 +4,318 $0 4,318 04 Mar 2024 Class A Common Stock 4,318 $0 Direct F1, F8
transaction PX Restricted Stock Unit Award $0 +8,815 $0 8,815 04 Mar 2024 Class A Common Stock 8,815 $0 Direct F2, F8
transaction PX Restricted Stock Unit Award $0 +33,392 $0 33,392 04 Mar 2024 Class A Common Stock 33,392 $0 Direct F3, F8
transaction PX Restricted Stock Unit Award $0 +16,696 $0 16,696 04 Mar 2024 Class A Common Stock 16,696 $0 Direct F4, F8
transaction PX Restricted Stock Unit Award $0 +63,330 $0 63,330 04 Mar 2024 Class A Common Stock 63,330 $0 Direct F5, F8
transaction PX Restricted Stock Unit Award $0 +63,330 $0 63,330 04 Mar 2024 Class A Common Stock 63,330 $0 Direct F6, F8
transaction PX Stock Options Award $0 +30,000 $0 30,000 04 Mar 2024 Class A Common Stock 30,000 $7.99 Direct F1, F9
transaction PX Stock Options Award $0 +30,000 $0 30,000 04 Mar 2024 Class A Common Stock 30,000 $7.99 Direct F2, F9
transaction PX Stock Options Award $0 +11,657 $0 11,657 04 Mar 2024 Class A Common Stock 11,657 $7.99 Direct F3, F9
transaction PX Stock Options Award $0 +11,657 $0 11,657 04 Mar 2024 Class A Common Stock 11,657 $7.99 Direct F4, F9
transaction PX Stock Options Award $0 +11,656 $0 11,656 04 Mar 2024 Class A Common Stock 11,656 $7.99 Direct F5, F9
transaction PX Stock Options Award $0 +11,657 $0 11,657 04 Mar 2024 Class A Common Stock 11,657 $7.99 Direct F6, F9
transaction PX Stock Options Award $0 +20,000 $0 20,000 04 Mar 2024 Class A Common Stock 20,000 $7.99 Direct F7, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Line item reflects ownership and transactions for N. Blatherwick.
F2 Line item reflects ownership and transactions for A. Nelson
F3 Line item reflects ownership and transactions for, and these securities are held directly by, C. Huebner
F4 Line item reflects ownership and transactions for, and these securities are held directly by, T. Danis.
F5 Line item reflects ownership and transactions for, and these securities are held directly by, J. Madorsky.
F6 Line item reflects ownership and transactions for A. Abell.
F7 Line item reflects ownership and transactions for M. Feinglass.
F8 Restricted stock units vest one year from the date of grant, subject to continuous employment through the vesting date.
F9 25% of the options vest on the second, third, fourth and fifth anniversary of the applicable grant date, subject to continuous employment through the vesting date and earlier vesting upon the occurrence of certain events.

Remarks:

This Form 4 is being filed on behalf of (i) Nell M. Blatherwick, (ii) Andrew R. Nelson, (iii) the Charles K. Huebner Trust (the "Huebner Trust") and Charles K. Huebner, as trustee of the Huebner Trust, (iv) the Thomas P. Danis Revocable Living Trust (the "Danis Trust") and Thomas P. Danis, as trustee of the Danis Trust, (v) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust") and Jon I. Madorsky, as trustee of the Madorsky Trust, (vi) Alexander I. Abell, and (vii) Michael Feinglass (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer held by each other Reporting Person, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. The securities reported herein do not include shares of Class B Common Stock that may be held by the Reporting Persons or securities held by any other group member other than the Reporting Persons.