Victor Nesi - 08 Mar 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
08 Mar 2024
Net transactions value
-$5,225
Form type
4
Filing time
12 Mar 2024, 16:56:27 UTC
Previous filing
05 Mar 2024
Next filing
20 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Disposed to Issuer $1,885,250 -25,000 -13% $75.41 168,653 08 Mar 2024 Direct
holding SF Common Stock 22,574 08 Mar 2024 by Trust
holding SF Common Stock 31,000 08 Mar 2024 Family Trust
holding SF Common Stock 54,732 08 Mar 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $1,880,025 +25,067 +37% $75.00 92,283 08 Mar 2024 Common Stock 25,067 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest in 20% increments over a five year period.
F2 No expiration date for these Units