Tim Kutzkey - 04 Apr 2024 Form 4/A Insider Report for Surrozen, Inc./DE (SRZN)

Role
Director, 10%+ Owner
Signature
/s/James Evangelista, as attorney-in-fact for Tim Kutzkey
Issuer symbol
SRZN
Transactions as of
04 Apr 2024
Transactions value $
$2,999,994
Form type
4/A
Filing time
17 Apr 2024, 16:10:51 UTC
Date Of Original Report
08 Apr 2024
Previous filing
19 May 2023
Next filing
06 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRZN Common Stock Purchase $1.41M +90.9K +45.76% $15.50 290K 04 Apr 2024 By The Column Group III, LP F1, F2, F3
transaction SRZN Common Stock Purchase $1.59M +103K +45.76% $15.50 327K 04 Apr 2024 By The Column Group III-A, LP F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a price per unit, consisting of (i) $14.25 per share of the Issuer's Common Stock and (ii) $1.25 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP") purchased in the Issuer's private placement on April 4, 2024.
F2 This Form 4/A is being filed to correct the amount beneficially owned, which was misreported in the original Form 4 filed on April 8, 2024 due to an administrative error.
F3 The securities are directly held by TCG III LP. The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and the Reporting Person, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
F4 The securities are directly held by TCG III-A LP. TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.