LYLE BERMAN - 15 Apr 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Director, 10%+ Owner
Signature
/s/ Lyle Berman
Issuer symbol
SOWG
Transactions as of
15 Apr 2024
Transactions value $
$1,518,750
Form type
4
Filing time
17 Apr 2024, 17:51:32 UTC
Previous filing
01 Apr 2024
Next filing
17 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $165,750 +75,000 +14% $2.21* 623,400 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $540,500 +230,000 +37% $2.35* 853,400 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +7.3% $2.6* 915,900 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +6.8% $2.6* 978,400 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +6.4% $2.6* 1,040,900 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +6% $2.6* 1,103,400 15 Apr 2024 By Trust F1
transaction SOWG Common Stock Options Exercise $162,500 +62,500 +5.7% $2.6* 1,165,900 15 Apr 2024 By Trust F1
holding SOWG Common Stock 22,254 15 Apr 2024 Direct
holding SOWG Common Stock 6,750 15 Apr 2024 By Corp. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -75,000 -100% $0* 0 15 Apr 2024 Common Stock 75,000 $2.21 By Trust F3, F4
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -230,000 -100% $0* 0 15 Apr 2024 Common Stock 230,000 $2.35 By Trust F4, F5
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0* 0 15 Apr 2024 Common Stock 62,500 $2.6 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0* 0 15 Apr 2024 Common Stock 62,500 $2.6 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0* 0 15 Apr 2024 Common Stock 62,500 $2.6 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0* 0 15 Apr 2024 Common Stock 62,500 $2.6 By Trust F4, F6
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -62,500 -100% $0* 0 15 Apr 2024 Common Stock 62,500 $2.6 By Trust F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.
F2 The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest.
F3 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F4 Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee.
F5 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
F6 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.