Claudia Goldfarb - 15 Apr 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Issuer symbol
SOWG
Transactions as of
15 Apr 2024
Net transactions value
+$556,000
Form type
4
Filing time
17 Apr 2024, 17:56:26 UTC
Previous filing
04 Apr 2025
Next filing
03 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $58,750 +25,000 +8.7% $2.35* 310,990 15 Apr 2024 Direct F1
transaction SOWG Common Stock Options Exercise $497,250 +225,000 +72% $2.21* 535,990 15 Apr 2024 Direct F1
holding SOWG Common Stock 1,620,973 15 Apr 2024 By S-FDF, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -225,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 225,000 $2.21 Direct F3, F4
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 15 Apr 2024 Common Stock 25,000 $2.35 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mrs. Goldfarb owns 449,143 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F2 Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
F3 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F4 Warrants purchased as joint tenants with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F5 Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.