Brad Berman - 15 Apr 2024 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Director
Signature
/s/ Brad Berman
Issuer symbol
SOWG
Transactions as of
15 Apr 2024
Transactions value $
$62,500
Form type
4
Filing time
17 Apr 2024, 17:59:56 UTC
Previous filing
29 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG Common Stock Options Exercise $62.5K +25K +60.04% $2.50* 66.6K 15 Apr 2024 By Trust F1
holding SOWG Common Stock 253K 15 Apr 2024 Direct
holding SOWG Common Stock 6.2K 15 Apr 2024 By Spouse F2
holding SOWG Common Stock 23.7K 15 Apr 2024 By Children's Irrevocable Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (Right to Buy) Options Exercise $0 -25K -100% $0.00* 0 15 Apr 2024 Common Stock 25K $2.50 By Trust F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by the Bradley Berman Irrevocable Trust for which Mr. Bradley Berman is a trustee and holds a pecuniary interest.
F2 Shares held by the spouse of Mr. Berman.
F3 Shares held by the following children's trusts, for which Mr. Berman is a trustee: 2003 CMB Irrevocable Trust; 2003 PAB Irrevocable Trust; 2005 DSB Irrevocable Trust; 2006 TAB Irrevocable Trust; 2006 KRB Irrevocable Trust; 2008 MEB Irrevocable Trust and 2010 ARB Irrevocable Trust.
F4 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
F5 Warrants purchased by the Bradley Berman Irrevocable Trust of which Mr. Berman is the trustee.