Lanesha Minnix - 03 May 2024 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
03 May 2024
Transactions value $
$0
Form type
4
Filing time
07 May 2024, 19:35:02
Previous filing
22 Apr 2024
Next filing
04 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise +2.26K +58.85% 6.09K 05 May 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Restricted Stock Units Award $0 +2.09K $0.00 2.09K 03 May 2024 Common Stock 2.09K $0.00 Direct F3, F4
transaction AEIS Restricted Stock Units Options Exercise $0 -2.26K -100% $0.00* 0 05 May 2024 Common Stock 0 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.
F2 Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.
F3 Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.
F4 Restricted stock units are not exercisable and do not have an expiration date.