Brian Knaley - 10 May 2024 Form 4 Insider Report for Nuburu, Inc. (BURU)

Role: Chief Executive Officer
Signature: /s/ Brian Knaley
Issuer symbol: BURU
Transactions as of: 10 May 2024
Transactions value $: $246,000
Form type: 4
Filing time: 21 May 2024, 08:41:09 UTC
Previous filing: 03 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BURU	Common Stock	Award	$245,999	+1,828,996		$0.1345	1,828,996	10 May 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BURU	Stock Option (right to buy)	Award	$0	+920,000		$0	920,000	10 May 2024	Common Stock	920,000	$0.1345	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant.
F2	25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.

Content

Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant.

25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.