Key Compton - 29 May 2024 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
29 May 2024
Net transactions value
$0
Form type
4
Filing time
31 May 2024, 21:23:55 UTC
Previous filing
22 Mar 2024
Next filing
29 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +134,615 +96% $0.000000 274,315 29 May 2024 Direct F1
holding NOTE Class A Common Stock 1,466 29 May 2024 See Footnote F2
holding NOTE Class A Common Stock 214,897 29 May 2024 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.
F2 The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.
F3 The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund") . The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.