KENNETH MOELIS - 30 Jul 2024 Form 4 Insider Report for Moelis & Co (MC)

Role: Chairman, CEO, Director
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol: MC
Transactions as of: 30 Jul 2024
Transactions value $: -$7,254,445
Form type: 4
Filing time: 02 Aug 2024, 18:42:48 UTC
Previous filing: 29 Jul 2024
Next filing: 30 Sep 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Sale	-$365,561	-5,308	-98.41%	$68.87	86	30 Jul 2024	Direct	F1
transaction	MC	Class A Common Stock	Sale	-$6,439,758	-93,506	-93.51%	$68.87	6,494	30 Jul 2024	By Trust	F2
transaction	MC	Class A Common Stock	Sale	-$449,125	-6,494	-100%	$69.16	0	31 Jul 2024	By Trust	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Moelis' ownership of any Class A common stock is in addition to (i) 703,262 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 92,089 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
F2	Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.

Content

Mr. Moelis' ownership of any Class A common stock is in addition to (i) 703,262 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2019 through 2023, (ii) 92,089 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iii) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.

Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.