Gerald Yao - 06 Aug 2024 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
CSO and Director, Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
06 Aug 2024
Net transactions value
$0
Form type
4
Filing time
07 Aug 2024, 16:27:16 UTC
Previous filing
22 Jul 2024
Next filing
09 Aug 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Class B Common Stock Gift -68,305 -100% 0 06 Aug 2024 Class A Common Stock 68,305 Gerald Yao 2021 GRAT F1, F2, F3
transaction NOTE Class B Common Stock Gift +68,305 +6.1% 1,182,298 06 Aug 2024 Class A Common Stock 68,305 Gerald Yao Revocable Trust, dated January 10, 2019 F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.
F2 These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.
F3 The Reporting Person is trustee of this trust.