| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APLT | Common Stock | Gift | $0 | -748K | -100% | $0.00* | 0 | 05 Aug 2024 | See footnote | F1 |
| transaction | APLT | Common Stock | Gift | $0 | +748K | $0.00 | 748K | 05 Aug 2024 | See footnote | F2 | |
| transaction | APLT | Common Stock | Sale | -$1.79M | -300K | -5.49% | $5.98 | 5.17M | 12 Aug 2024 | Direct | F3 |
| transaction | APLT | Common Stock | Sale | -$2.21M | -357K | -6.92% | $6.18 | 4.81M | 13 Aug 2024 | Direct | F4 |
| transaction | APLT | Common Stock | Sale | -$709K | -120K | -2.49% | $5.93 | 4.69M | 14 Aug 2024 | Direct | F5 |
| holding | APLT | Common Stock | 1.49M | 05 Aug 2024 | See footnote | F6 | |||||
| holding | APLT | Common Stock | 290K | 05 Aug 2024 | See footnote | F7 | |||||
| holding | APLT | Common Stock | 88.4K | 05 Aug 2024 | See footnote | F8 |
| Id | Content |
|---|---|
| F1 | Through a grantor retained annuity trust. Upon termination of the trust, 747,886 shares of the issuer's common stock were distributed to a family trust controlled by the reporting person. The remaining shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned. |
| F2 | Through a family trust controlled by the reporting person. |
| F3 | Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.57 to $6.205, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F4 | Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.82 to $6.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F5 | Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.825 to $6.265, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| F6 | Through a family trust controlled by the reporting person. |
| F7 | Through a family trust controlled by the reporting person. |
| F8 | Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner. |