Jennifer Fall - 09 Oct 2024 Form 4 Insider Report for Duckhorn Portfolio, Inc. (NAPA)

Role
Executive Vice President, Chief Financial Officer.
Signature
/s/ Sean Sullivan as attorney-in-fact
Issuer symbol
NAPA
Transactions as of
09 Oct 2024
Net transactions value
$0
Form type
4
Filing time
11 Oct 2024, 17:23:24 UTC
Previous filing
20 Sep 2024
Next filing
26 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Award $0 +41,113 +84% $0.000000 90,012 09 Oct 2024 Direct F1
holding NAPA Common Stock 1,500 09 Oct 2024 ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NAPA Stock Options Award $0 +123,399 $0.000000 123,399 09 Oct 2024 Common Stock 123,399 $10.94 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.
F2 These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

Remarks:

Executive Vice President, Chief Financial Officer.