Jorge Celaya - 30 Oct 2024 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Role
EVP & Chief Financial Officer
Signature
/s/ Mark A. Shaffer, by power of attorney
Issuer symbol
LQDT
Transactions as of
30 Oct 2024
Transactions value $
$0
Form type
4
Filing time
01 Nov 2024, 18:23:59 UTC
Previous filing
13 Sep 2024
Next filing
18 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LQDT Common Stock 50,148 30 Oct 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LQDT Restricted Stock Unit Grant Award $0 +20,500 $0 20,500 30 Oct 2024 Common Stock 20,500 Direct F9, F13
transaction LQDT Restricted Stock Unit Grant Award $0 +20,500 $0 20,500 30 Oct 2024 Common Stock 20,500 Direct F8, F9
transaction LQDT Stock Option Grant Award $0 +17,350 $0 17,350 30 Oct 2024 Common Stock 17,350 $21.62 Direct F14
transaction LQDT Stock Option Grant Award $0 +17,350 $0 17,350 30 Oct 2024 Common Stock 17,350 $21.62 Direct F3
holding LQDT Restricted Stock Unit Grant 2,487 30 Oct 2024 Common Stock 2,487 Direct F7, F9
holding LQDT Restricted Stock Unit Grant 4,360 30 Oct 2024 Common Stock 4,360 Direct F9, F11
holding LQDT Restricted Stock Unit Grant 15,532 30 Oct 2024 Common Stock 15,532 Direct F9, F12
holding LQDT Restricted Stock Unit Grant 26,775 30 Oct 2024 Common Stock 26,775 Direct F9, F10
holding LQDT Restricted Stock Unit Grant 8,720 30 Oct 2024 Common Stock 8,720 Direct F8, F9
holding LQDT Restricted Stock Unit Grant 20,710 30 Oct 2024 Common Stock 20,710 Direct F8, F9
holding LQDT Restricted Stock Unit Grant 26,775 30 Oct 2024 Common Stock 26,775 Direct F8, F9
holding LQDT Stock Option Grant 13,770 30 Oct 2024 Common Stock 13,770 $6.69 Direct F2
holding LQDT Stock Option Grant 55,050 30 Oct 2024 Common Stock 55,050 $9.46 Direct F1
holding LQDT Stock Option Grant 7,740 30 Oct 2024 Common Stock 7,740 $22.2 Direct F4
holding LQDT Stock Option Grant 16,640 30 Oct 2024 Common Stock 16,640 $14 Direct F5
holding LQDT Stock Option Grant 21,640 30 Oct 2024 Common Stock 21,640 $17.31 Direct F6
holding LQDT Stock Option Grant 55,050 30 Oct 2024 Common Stock 55,050 $9.46 Direct F3
holding LQDT Stock Option Grant 7,740 30 Oct 2024 Common Stock 7,740 $22.2 Direct F3
holding LQDT Stock Option Grant 16,640 30 Oct 2024 Common Stock 16,640 $14 Direct F3
holding LQDT Stock Option Grant 21,640 30 Oct 2024 Common Stock 21,640 $17.31 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F2 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.
F3 These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F4 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6 12/48th will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F7 Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
F8 These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F9 Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F10 Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.
F11 Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
F12 Twenty-five percent of this restricted stock unit grant vested on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.
F13 Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.
F14 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.