Rajiv Shukla - Oct 11, 2024 Form 4 Insider Report for Carmell Corp (CTCX)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
/s/ Rajiv Shukla
Stock symbol
CTCX
Transactions as of
Oct 11, 2024
Transactions value $
$0
Form type
4
Date filed
11/8/2024, 05:00 PM
Previous filing
Aug 8, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTCX Common Stock 3.33M Oct 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTCX Stock Option (right to buy) Award $0 +877K $0.00 877K Oct 11, 2024 Common Stock 877K $0.36 Direct F1
holding CTCX Stock Option (right to buy) 427K Oct 11, 2024 Common Stock 427K $2.88 Direct F1
holding CTCX Stock Option (right to buy) 450K Oct 11, 2024 Common Stock 450K $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.