David S. Graziosi - 25 Nov 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chair, President and CEO, Director
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
25 Nov 2024
Transactions value $
-$649,995
Form type
4
Filing time
27 Nov 2024, 16:10:04
Previous filing
04 Sep 2024
Next filing
02 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $252K +5.33K +3.15% $47.35 174K 25 Nov 2024 Direct
transaction ALSN Common Stock Sale -$640K -5.33K -3.06% $120.12 169K 25 Nov 2024 Direct F1
transaction ALSN Common Stock Options Exercise $171K +3.61K +2.14% $47.35 172K 26 Nov 2024 Direct
transaction ALSN Common Stock Sale -$433K -3.61K -2.09% $120.06 169K 26 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Options (right to buy) Options Exercise $0 -5.33K -4.41% $0.00 115K 25 Nov 2024 Common Stock 5.33K $47.35 Direct F3
transaction ALSN Employee Stock Options (right to buy) Options Exercise $0 -3.61K -3.13% $0.00 112K 26 Nov 2024 Common Stock 3.61K $47.35 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0000 to $120.4085. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0300 to $120.1100. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 This option vests in three equal annual installations beginning on February 22, 2024.