Mark S. Shapiro - Jan 2, 2025 Form 4 Insider Report for TKO Group Holdings, Inc. (TKO)

Role
President and Chief Operating Officer., Director
Signature
/s/ Robert Hilton, Attorney-in-fact
Stock symbol
TKO
Transactions as of
Jan 2, 2025
Transactions value $
-$4,494,672
Form type
4
Date filed
1/6/2025, 08:45 PM
Previous filing
Sep 16, 2024
Next filing
Jan 17, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TKO Class A Common Stock Options Exercise $0 +63.2K +149.89% $0.00 105K Jan 2, 2025 Direct
transaction TKO Class A Common Stock Sale -$4.49M -31.7K -30.06% $141.94 73.7K Jan 3, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TKO Restricted Stock Unit Options Exercise $0 -63.2K -25% $0.00 190K Jan 2, 2025 Class A Common Stock 63.2K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 instruction letter, entered into on November 14, 2023, to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.
F2 The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer.
F4 On January 21, 2024, the Reporting Person was granted 252,749 RSUs, vesting in four equal annual installments beginning on December 31, 2024.

Remarks:

President and Chief Operating Officer.