Laura M. Beres - Dec 31, 2024 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
Director
Signature
/s/ Jess Jankowski, Under UPA for Laura M. Beres
Stock symbol
NANX
Transactions as of
Dec 31, 2024
Transactions value $
$21,960
Form type
4
Date filed
1/13/2025, 05:09 PM
Previous filing
Dec 29, 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (Right to Buy) Award $22K +9K $2.44 9K Dec 31, 2024 Common Stock 9K $2.44 Direct F1
holding NANX Common Stock (right to purchase) 10K Dec 31, 2024 Common Stock 10K $0.62 Direct F1
holding NANX Common Stock (right to purchase) 15K Dec 31, 2024 Common Stock 15K $4.17 Direct F1
holding NANX Common Stock (right to purchase) 15K Dec 31, 2024 Common Stock 15K $1.17 Direct F1
holding NANX Common Stock (right to purchase) 12.6K Dec 31, 2024 Common Stock 12.6K $0.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Remarks:

This report is being filed late due to an administrative error on the part of the Company. Ms. Beres received this grant of stock options as part of the Company's annual equity compensation practices.