William Conkling - Jan 13, 2025 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role: Chief Executive Officer
Signature: Joyce J. Mason, by Power of Attorney
Stock symbol: RFL
Transactions as of: Jan 13, 2025
Transactions value $: $117,240
Form type: 4
Date filed: 1/15/2025, 02:22 PM
Previous filing: Dec 23, 2024
Next filing: Mar 3, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RFL	Class B Common Stock, par value $.01 per share	Award	$117K	+60K	+12.2%	$1.95	552K	Jan 13, 2025	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of Restricted Stock that vests as follows: 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.
F2	Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 245,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Content

Grant of Restricted Stock that vests as follows: 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 245,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.